Search Result

261 - 280 of 1397 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

SYSC 4.9

As Published: 2015

SYSC 4.9

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction