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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose