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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

SUP 10C.13 Variation of conditional and time-limited approvals

DISP 1.1 Purpose and application

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

REC 5.2 Application process

SUP 1A.2 Introduction

CASS 5.5 Segregation and the operation of client money accounts

COLL 12.3 EEA UCITS management companies

DISP 1.1A Complaints handling requirements for MiFID complaints

DEPP 2.1 Statutory notices

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

FIT 2.1 Honesty, integrity and reputation