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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions