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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

REC 3.23 Default

As Published: 2011

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance