Search Result

761 - 780 of 1500 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

TC App 5.1

As Published: 2010

TC App 5.1

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application