Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 18.2 Requirements for listing

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

REC 2.4A Management body

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 2.7 Access to facilities

LR 17.5 Requirements for states, regional and local authorities and public international bodies

CASS 7.14 Client money held by a third party

CASS 11.6 Statutory trust

GEN 1.1 Application

TC 1.2 Actions for damages

SYSC 13.6 People

SUP 10A.3 Provisions related to the Act

RCB 6.1 Application and purpose

PERG 8.2 Introduction

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

LR 3.3 Shares

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy