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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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