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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities