Search Result

461 - 480 of 1609 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

APER 1.1A Application

As Published: 2015

APER 1.1A Application

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries