Search Result

401 - 420 of 1333 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions