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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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CASS 7.19 Clearing member client money sub-pools

COLL 8.2 Constitution

SYSC 19A.1 General application and purpose

PERG 8.7 Engage in investment activity

SYSC 19D.1 Application and purpose

SUP 10C.11 Statements of responsibilities

CASS 5.3 Statutory trust

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

CONC 3.7 Financial promotions and communications: credit brokers

MCOB 4.11 Sale and rent back: advising and selling standards

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 14.5 The ‘by-way-of-business’ test

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

COND 1.1A Application

CONC 3.10 Financial promotions not in writing

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

TC App 4.1 Appropriate Qualification tables