Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

EG 13.8 Power to apply to court for a provisional liquidator

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 16.1 Application

REC 2A.3 Guidance on RAP recognition requirements

EG 19.30 The Mortgage Credit Directive Order

CASS 7.11 Treatment of client money

BIPRU 9.5 Synthetic securitisation

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 5.1 Introduction

SUP 9.1 Application and purpose

BIPRU 4.2 The IRB approach: High level material

SYSC 4.9

SYSC 19B.1 Application

EG 15.4 Disqualification under section 249 or section 261K

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COLL 8.2 Constitution

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

PERG 9.10 Significance of being an open-ended investment company