Search Result

281 - 300 of 1683 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF