Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

…

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

…

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 3.2 Obligation to pay fees

MIPRU 1.2 Actions for damages

LR 17.5 Requirements for states, regional and local authorities and public international bodies

REC 4.2F Information gathering power on FCA’s own initiative

DTR 1.5 Fees and sanctions

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 2.11 Senior management responsibility

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

PERG 12.5 Financial promotion issues

REC 5.1 Introduction and legal background

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 13.12 Insolvency regime and relevant sections of the Act

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy