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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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Similar To

SYSC 4.2 Persons who effectively direct the business

SUP App 2.15 Run-off plans for closed with-profits funds

COLL 6.2 Dealing

LR App 1.1 Relevant definitions

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COND 2.5 Suitability

BIPRU 12.3 Liquidity risk management

PRIN 1.2 Clients and the Principles

SUP 10A.9 Significant management functions [deleted]

REC 3.14A Operation of a trading venue

DISP 1.1A Complaints handling requirements for MiFID complaints

PERG 8.4 Invitation or inducement

REC 3.15 Suspension of services and inability to operate facilities

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)