Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 7.3 FCA’s statements of policy

PERG 4.11 Link between activities and the United Kingdom

EG 5.5 The settlement discount scheme

LR 10.2 Classifying transactions

COLL 6.4 Title and registers

MAR 5.3 Trading process requirements

MAR 5A.5 Systems and controls for algorithmic trading

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

DEPP 6.7 Discount for early settlement

MAR 9.1 Application, introduction, approach and structure

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

COLL 3.3 Units

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 6.5 Ending authorisation

LR 14.2 Requirements for listing

PERG 9.4 Collective investment scheme (section 235 of the Act)

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

EG 19.30 The Mortgage Credit Directive Order

REC 2.3 Financial resources