Search Result

1281 - 1300 of 1325 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

…

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

…

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

…

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

…

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

…

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…