Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

…

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5.10 Operation of an SME growth market

PERG 13.3 Investment Services and Activities

SYSC 10A.1 Application

REC 3.14 Products, services and normal hours of operation

MAR 10.3 Position management controls

SUP 18.1 Application

SYSC 8.1 General outsourcing requirements

PERG 15.5 Negative scope/exclusions

COBS 4.1 Application

SUP 10C.12 Conditional and time-limited approvals

ICOBS 8.4 Employers’ Liability Insurance

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 2.4 Link between activities and the United Kingdom

LR 9.7A Preliminary statement of annual results, and statement of dividends

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

LR 8.2 When a sponsor must be appointed or its guidance obtained

MAR 4.4 Exceptions

SUP 7.1 Application and purpose