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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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EG 7.8 The procedure for giving a private warning

As Published: 2016

EG 7.8 The procedure for giving a private warning

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

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APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

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IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

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GENPRU 1.1 Application [deleted]

As Published: 2006

GENPRU 1.1 Application [deleted]

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

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LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

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MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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