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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement