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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

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COBS 9.3 Guidance on assessing suitability

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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SUP 16.5 Annual Close Links Reports

COLL 13.2 Operational requirements for feeder NURS

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CASS 7.16 The standard methods of internal client money reconciliation

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SYSC 22.5 Giving references: additional rules and guidance for all firms

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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

LR 8.6 Criteria for approval as a sponsor