Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 7.17 Statutory trust

CASS 11.1 Application

REC 3.8 Financial and other information

REC 3.5 Disciplinary action and events relating to members of the management body

MIPRU 4.4 Calculation of capital resources

EG 2.10 Industry guidance

BIPRU 3.7 Classification of off-balance-sheet items

CASS 1A.2 CASS firm classification

COBS 22.2 Restrictions on the retail distribution of mutual society shares

DISP 2.1 Purpose, interpretation and application

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 4.14 Mortgage activities carried on by professional firms

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

LR 1.3 Information gathering and publication

LR 20.4 Continuing obligations

SYSC 6.3 Financial crime

SUP 1A.2 Introduction