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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

SYSC 4.9

As Published: 2015

SYSC 4.9

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance