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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

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CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

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CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

As Published: 2014

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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