Search Result

401 - 420 of 1375 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA