Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

SYSC 4.6

As Published: 2015

SYSC 4.6

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 20.4 Communications with with-profits policyholders

COBS 11.2 Best execution for AIFMs and residual CIS operators

COBS 15.2 The right to cancel

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 5.15 Illustrative tables

COBS 8.1 Client agreements: non-MiFID designated investment business

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.21 Company statements, announcements and briefings

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

PERG 8.9 Circumstances where the restriction in section 21 does not apply

FEES 5.4 Information requirement

PERG 8.10 Types of financial promotion

PERG 4.4A Mortgage contracts entered into before 21 March 2016

PERG 2.5 Investments and activities: general

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

APER 2.1A The Statements of Principle

PERG 4.2 Introduction

SYSC 4.6

PERG 5.12 Link between activities and the United Kingdom

SUP 10A.1 Application