Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

…

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.14 Joint investigations with the PRA

PERG 9.3 The definition

INSPRU 1.5 Internal-contagion risk

MAR 8.3 Requirements for benchmark administrators [deleted]

EG 16.2 Disapplication orders

SUP 10C.7 Other overall responsibility function (SMF18)

EG 4.11 Approach to interviews and interview procedures

SUP 8.1 Application and purpose

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 8.4 Invitation or inducement

SUP 11.5 Notifications by firms

LR 8.6 Criteria for approval as a sponsor

SUP 8.9 Decision making

SUP 12.1 Application and purpose

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 2.5 Systems and controls, algorithmic trading and conflicts

EG 10.4 Other relevant powers

SUP 16.17 Remuneration reporting [deleted]

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions