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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

…

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CREDS 9.1 Application and purpose

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

DTR 2.1 Introduction and purpose

SUP 3.5 Auditors' independence

CONC 7.10 Treatment of customers with mental capacity limitations

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

CASS 11.4 Definition of client money and the discharge of fiduciary duty

COBS 5.1 The distance marketing disclosure rules

DISP App 3.6 Determining the effect of a breach or failing at step 1

IPRU-INV 14.1 APPLICATION

DTR 1A.3 FCA may require the publication of information

MIPRU 1.2 Actions for damages

REC 4.2F Information gathering power on FCA’s own initiative

DTR 1.5 Fees and sanctions

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 2.11 Senior management responsibility

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 2.15 Decision making in the context of regulatory enforcement action

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170