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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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