Search Result

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

…

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 12.1 The FCA’s general approach

SUP 16.5 Annual Close Links Reports

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

RCB 4.2 Enforcement powers and penalties

PERG 8.32 Arranging deals in investments

BIPRU 3.2 The central principles of the standardised approach to credit risk

DTR 2.2 Disclosure of inside information

DTR 8.2 Approval as a primary information provider

PERG 4.12 Appointed representatives

PERG 16.5 How AIFMD affects other regulated activities

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

CASS 7.10 Application and purpose

REC 3.24 Transfers of ownership

COBS 6.1A Adviser charging and remuneration

CASS 7.15 Records, accounts and reconciliations

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

REC 3.16 Information technology systems

DTR 1C.2 Modifying rules and consulting the FCA