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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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COLL 4.3 Approvals and notifications

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COCON 2.3 Firms: training and breaches

DEPP 2.4 Third party rights and access to FCA material

BIPRU 12.1 Application

LR 6.2 Historical financial information requirements

COND 1.1A Application

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

DTR 1A.1 Application and purpose (Transparency rules)

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

DISP 1.1A Complaints handling requirements for MiFID complaints

COLL 6.3 Valuation and pricing

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

CREDS 8.3 Approved persons

EG 19.15 The conduct of investigations under the Money Laundering Regulations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up