Search Result

441 - 460 of 863 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

…

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

…

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

…

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

…

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

…

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

…

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

…

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

…

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

…

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

…

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

…

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

…

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

…

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

…

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

…