Search Result

201 - 220 of 1139 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

APER 1.1A Application

As Published: 2015

APER 1.1A Application

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales