Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

…

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 2.15 Decision making in the context of regulatory enforcement action

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 9.5 The property condition (section 236(2) of the Act)

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

MIPRU 2.3 Knowledge, ability and good repute [deleted]

GEN 4.4 Business for retail clients from non-UK offices

PR 5.1 Validity of prospectus

PERG 8.35 Authorisation and exemption

EG 9.8 The effect of the FCA's decision to make a prohibition order

SYSC 13.1 Application

MAR 6.1 Application

DEPP 6.1 Introduction

PERG 3A.6 Territorial scope

DEPP 2.1 Statutory notices

SUP 1A.2 Introduction

PERG 6.5 General principles

MCOB 1.5 Application to appointed representatives

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974