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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

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SYSC 4.7

As Published: 2015

SYSC 4.7

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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IPRU-INV 4.1 APPLICATION

As Published: 2015

IPRU-INV 4.1 APPLICATION

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DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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