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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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