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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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SUP 10A.6 FCA governing functions

DTR 1.5 Fees and sanctions

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COLL 5.2 General investment powers and limits for UCITS schemes

SUP 1A.1 Application and purpose

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SYSC 3.2 Areas covered by systems and controls