Search Result

141 - 160 of 1388 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

As Published: 2018

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement