Search Result

1541 - 1560 of 1707 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

MCOB 6A.2 General

As Published: 2016

MCOB 6A.2 General

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2019

PERG 4.14 Mortgage activities carried on by professional firms

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)