Search Result

121 - 140 of 282 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

SYSC 4.6

As Published: 2015

SYSC 4.6

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID