Search Result

1341 - 1360 of 1708 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2019

BIPRU 3.3 The use of the credit assessments of ratings agencies

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

CONC 4.7 Information to be provided in relation to current account agreements

As Published: 2019

CONC 4.7 Information to be provided in relation to current account agreements

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

LR 12.1 Application

As Published: 2005

LR 12.1 Application