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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

…

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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LR 5.4A Transfer between listing categories

REC 4.3 Risk assessments for UK recognised bodies

REC 4.2A Publication of information by UK RIEs and RAPs

APER 1.1A Application

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 4.5 Arranging regulated mortgage contracts

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 5.3 Policy on the use of skilled persons

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

CASS 5.5 Segregation and the operation of client money accounts

REC 3.19 Investigations

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

REC 3.12 Legal proceedings

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

REC 3.7 Auditors

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

DISP 1.11 The Society of Lloyd's

CREDS 9.2 Reporting