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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.3 Financial resources

SUP 10C.10 Application for approval and withdrawing an application for approval

SUP 10C.12 Conditional and time-limited approvals

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 16.2 Disapplication orders

SUP 15.13 Notification by CBTL firms

COLL 5.2 General investment powers and limits for UCITS schemes

FEES 4.4 Information on which fees are calculated

EG 9.4 Prohibition orders against exempt persons and members of professional firms

EG 9.5 Prohibition orders against other individuals

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RCB 3.3 Asset pool notifications

DEPP 6.5A The five steps for penalties imposed on firms