Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 20.3 Decision making under the CCA Order

COLL 11.1 Introduction

PERG 9.4 Collective investment scheme (section 235 of the Act)

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

PERG 9.10 Significance of being an open-ended investment company

COLL 1.1 Applications and purpose

COCON 1.2 Investments

EG 19.22 Decision making under the Payment Services Regulations

EG 19.27 Alternative Investment Fund Managers Regulations 2013

COLL 6.8 Income: accounting, allocation and distribution

SUP 10C.11 Statements of responsibilities

SUP 10C.12 Conditional and time-limited approvals

COLL 8.2 Constitution

SUP 4.3 Appointment of actuaries

CASS 7.19 Clearing member client money sub-pools

EG 3.3 Reports by skilled persons (section 166)

SYSC 4.2 Persons who effectively direct the business

IPRU-INV 5.4 Financial resources requirement

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes