Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

…

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.16 Information technology systems

LR 1.3 Information gathering and publication

FIT 2.2 Competence and capability

COLL 4.4 Meetings of Unitholders and service of notices

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 1.1 Application and purpose

LR 12.4 Purchase of own equity shares

DTR 1A.1 Application and purpose (Transparency rules)

IPRU-INV 5.4 Financial resources requirement

PERG 13.3 Investment Services and Activities

SYSC 14.1 Application

REC 2.7A Position management and position reporting in relation to commodity derivatives

MIPRU 4.1 Application and purpose

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 12.2 Establishing, operating or winding up a personal pension scheme

MCOB 13.8 Home purchase plans

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

MAR 7A.4 Requirements when providing direct electronic access

IPRU-INV 5.6 Qualifying subordinated loans