Search Result

61 - 80 of 1629 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction