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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

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MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

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