Search Result

721 - 740 of 1137 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose