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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

…

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

…

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

…

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

…

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

…

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

…

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

…

CONC 4.7 Information to be provided in relation to current account agreements

As Published: 2019

CONC 4.7 Information to be provided in relation to current account agreements

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

LR 16.1 [deleted]

As Published: 2005

LR 16.1 [deleted]

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

…

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

…

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